Senior Management Team
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Biography
Greg has provided financial consulting services for a variety of high net-worth individual clients for over thirty years. In 1999, Greg founded Lido Advisors, a Registered Investment Adviser, to provide objective and personal financial solutions, multigenerational planning, and to act as the “Chief Investment Officer” for ultra-high net-worth investors and family offices. In addition to managing the firm, Greg’s responsibilities also include managing client relationships including all aspect of management of their wealth.
Greg began his career in 1978 with Peat, Marwick & Mitchell, CPA’s (now KPMG) where he performed tax preparation and planning for clients of the firm. Subsequently, he joined Security Pacific Bank and formed the Bank’s Personal Financial Planning Department. He later joined Price Waterhouse in 1985 as a Senior Manager in the Personal Financial Planning Department for the Firm’s Southern California region until 1989. Mr. Kushner served as Vice President with Chase Manhattan Bank in its Private Banking Department from 1989 to 1992 and as CFO and Family Office Director for a wealthy Beverly Hills based family from 1992 to 1995. He has previously hosted a weekly radio show about investing and personal finance on KABC 790AM in Los Angeles and speaks regularly on the subject of management of substantial wealth.
Greg also volunteers and serves as a Director and Chief Financial Officer of a private family foundation that provides substantial grants to veteran’s causes throughout the United States.
Greg loves to travel the world with his wife. He also enjoys golf and spending time with his family.
To review a copy of Gregory Kushner's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Q&A
Q: Why did you found Lido Advisors, Inc.?
A: Lido Advisors was founded in 1999 based on the belief that managing risk, costs and taxes in investment portfolios is the foundation for solid risk adjusted returns. After 20 years in public accounting as a CPA handling tax returns and complex estate planning issues for ultra-high net worth individuals and families—I wanted to bring sophisticated investment strategies to a broader audience. Having run a multi-billion dollar family office for 3 years provided a solid foundation for investing with an eye towards tax implications and long-term goal planning; and coupled with years of experience in helping families find solutions for a myriad of problems—it was a natural transition to founding our independent, objective advisory firm.
Q: What is the best decision you’ve made as the founder of the firm?
A: Remaining completely independent has been a terrific business decision—and an easy one. As a registered investment adviser, we have a fiduciary duty to act in the best interests of our clients at all times, and being independent facilitates our ability to do just that. With our open architecture investment services and in line with our fiduciary duty, we invest clients assets in ways we believe are in their best. As a result, we can invest client assets in a way that is 100% in their best interests.
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov.
Biography
Jason joined Lido Advisors in 2009 and has over 15 years of investment experience. He is Co-Chairman of the firm’s investment committee and is responsible for management of the Firm’s Hedged Hybrid strategy.
Jason is a licensed CPA (inactive) began his career at the CPA firm of Rothstein Kass (now KPMG) performing audits, preparing tax returns, and providing back office services for numerous hedge funds. In 1999, Jason joined the management team for a large family investment office. While working for the family, Jason was on the investment team that managed the family's investments, served as Vice-President of the family's investment advisory business, and CFO of its world-wide water conservation company that did business in over 22 countries. Prior to joining Lido, Jason provided financial oversight as controller of a multi-billion dollar Los Angeles based hedge fund.
Jason currently resides in Westwood with his wife and two daughters. He enjoys volunteering for his daughters’ school activities and playing a pick-up game of basketball.
To review a copy of Jason Ozur's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Q&A
Q: How does your background prepare for a career as a wealth advisor?
A: I started my career as a CPA with a firm specializing in the auditing and tax return preparation of hedge funds. After 3 years of auditing and tax return preparation, I built a software template that delivers up-to-the-minute capital balances for investment partnerships, I was hired to create the family office for a family office after the sale of their multi-billion dollar company— to build out their office and investment structure. These invaluable experiences taught me the importance of investing in a careful, methodical manner—analyzing what can go wrong with an investment…before what can go right. Additionally, it provided an amazing foundation for scrutinizing the investments we use at Lido Advisors—including real estate, hedge funds and other alternative investment strategies.
Biography
Jeffrey Westheimer joined Lido Advisors, LLC in January 2008 and is Senior Managing Director and responsible for working with clients on investment and wealth planning, as well as managing investment strategies as a co-chair of the Firm’s investment committee. As a member of the investment committee, Jeffrey is primarily responsible for overseeing certain asset allocation models, along with developing fixed income and equity strategies with a goal of adding value to client portfolios. He also assists in due diligence performed by Lido on certain private real estate offerings, by reviewing offering memorandum and deal structure and considering risks inherent in such investments. Jeffrey has been designated an Accredited Wealth Management Advisor™ by the College of Financial Planning.
Jeffrey began his career working for American Express Company in New York City for over nine years in their strategic relationship group and in business development and marketing functions. As a life-long investor, Jeffrey grew up in San Antonio, Texas, where his interest was piqued with regard to real estate, oil and gas, and stock and bond investments.
Jeffrey resides in West Los Angeles with his wife and two children. He is a member of the Water Buffalo Club, which is a private charity that helps children in LA County; and is on the board of directors for the Westside Food Bank. In his spare time, Jeffrey coaches his kids AYSO soccer teams, enjoys photography and spending as much time as possible hiking in the Santa Monica Mountains.
To review a copy of Jeffrey Westheimer's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
. Click to read Jeffrey's interview in Clique Magazine.
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Q&A
Q: How do you explain Lido’s Investment Philosophy?
A: Our investment philosophy is threefold: (1) preserve wealth; (2) provide solid risk-adjusted returns that match client objectives; and (3) not take any more risk than we feel is absolutely necessary. We take an innovative approach, investing beyond stocks and bonds in an effort to fulfill our objective of effectively managing risk through active asset allocation. Each client receives an individually tailored portfolio that can utilize stocks, bonds, real estate debt and equity and other alternative investments that we believe help control risk in the portfolio. We remain keenly aware of how different assets perform in varying market environments, and work to limit downside risk in order to build portfolios that we believe are best positioned to achieve solid long-term appreciation.
Q. How does your legal education background help you work with clients?
A: One of the tremendous benefits of legal training is the ability to spot complex issues and problems, and work toward the right solution for the clients. Everything about the law is steeped in spotting issues, applying complex rules and analysis to that issue, and finding the best resolution for the client. It’s the same in our business—whether putting together an investment strategy that includes alternative investments to complement stocks and bonds, or help with estate planning or asset protection needs, the end result is a customized solution for the client.
Q. What do you like to do in your free time?
A: The weekends are filled with exploring the great Los Angeles landscape, which has so much to offer. My wife and our two boys spend a lot of time hiking in the Santa Monica Mountains, and can often be found at the beach in the summer. There is nothing like recharging in the great outdoors.
Q. Do you volunteer for any philanthropic organizations?
A: Currently, I dedicate time and effort to two organizations that serve the greater LA community. The Westside Food Bank provides over 100,000 citizens with food, and I am an active participant on the Board of Directors. In addition, I am a member of the Water Buffalo Club, and have served on the charity selection committee. The WBC has 85 members dedicated to helping kids in LA County, primarily through activities with kids and grants to children’s charities.
Biography
When Alyssa joined the firm in 2003, she brought with her years of client service and sound financial background from Rothstein Kass (now KPMG). Alyssa works closely with clients to maintain an understanding of their portfolio risk profile and income requirements. She coordinates tax information and planning with CPA's and attorneys representing Lido Advisor's clients, and oversees all aspects of the Firm’s monthly and quarterly reporting to our clients.
Additionally, Alyssa spearheads the Business Development and Marketing department for our sister company, Lido Consulting, Inc.
Alyssa sees the importance of giving back to her community; both family and professionally. She supports local Charter schools in Los Angeles.
Alyssa resides in West Los Angeles with her husband, Steve, and their 3 children.
Q&A
Q: How does Lido Advisors work with clients?
A: We believe in consistent communication as a client coverage model. We strive to meet with clients quarterly to hear about changes in their life that could affect their investment portfolio and financial plans; to communicate changes we have made to their portfolio and why. During these meetings, we make sure to address how different investments can lead to different outcomes—should the market move up, down or stay relatively steady. Our objective is not only to help clients meet their goals, but to do so with a transparent, collaborative, process-driven approach.
Biography
Ken is a managing director with Lido Advisors, LLC. He specializes in serving clients utilizing a complete financial planning approach, and he is a senior member of the Firm’s investment committee. Ken advises clients on creating their initial financial plan and supervises the asset allocation process. Ken consults with the senior management team regarding various operational matters; including but not limited to building and training Lido’s investment advisory team members.
Ken began his career by founding both Asset Planning Solutions, Inc. and Ken Stern & Associates, where he provides his clients a broad range of portfolio solutions, wealth planning strategies and family office services.
Ken Stern developed the Alpha System™ in response to a need for a customized wealth plan, comprehensive estate protection as well as a personalized legacy component. The Alpha System seeks to quantify each client’s individual needs and desired outcome. Once critical components are identified, the Alpha System will take a multi-disciplinary approach to measuring, monitoring and maintaining the plan. As complex estate, tax and investment markets evolve so to with the Alpha System.
Originally from Farmington Hills, Michigan, Mr. Stern enjoys spending time with his family, traveling, skiing, public speaking, writing, and reading.
To review a copy of Ken Stern's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
Brandon brings Lido over 10 years of experience in the asset management industry. Brandon provides strategic direction for our portfolios, based on specific return and risk management criteria where he applies investment research and constructs investment models based on strict qualitative and quantitative criteria. Such strategies utilize tactical asset allocation modeling combining fundamental, quantitative and technical analysis research. Previously, Brandon founded and managed his own investment advisory firm prior to joining Lido Advisors. Brandon formally held positions at Merrill Lynch & Co., Inc. as a Portfolio Manager, Financial Advisor and Certified Financial Manager.
To review a copy of Brandon Adrian's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
Jason joined Lido Advisors, LLC in early 2015 and is an Associate Advisor responsible for supporting client investment and wealth planning. In addition, Jason supports the analysis and due diligence for some of our alternative investments, and coordinates the alternative assets process for some of the private real estate investments. Jason has attained the Series 65 designation and is an Investment Advisor Representative.
Prior to joining Lido Advisors, Jason was a financial analyst at Morgan Stanley in New York City. He spent time in the Financial Control Group performing statistical analysis for the Sales, Trading, and Investment Banking groups. He also worked for the Private Bank analyzing the profitability of lending and foreign currency transactions.
Jason received his B.S. in Finance and Information Systems from University of Maryland, College Park, Robert H. Smith School of Business.
To review a copy of Jason Blumberg's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC's website at www.adviserinfo.sec.gov or by calling (310) 278-8232.
Biography
As Senior Vice President, Scott is responsible for the daily operations of Lido Advisors; in addition Scott also serves on the Firm’s investment committee. With a strong mathematical background, Scott is an integral part of the analytical team, developing complex systems to track and analyze each of Lido’s investment strategies in real time. Prior to Lido, Scott spent three years with The Leavitt Group, the 12th largest insurance broker in the nation, overseeing the life insurance practice for their over 100 offices in 14 states. Prior to that, Scott spent five years as the Manager of Operations for Combined Professional Agents. During his tenure with that Firm, he helped form a national CPA alliance designed to pool the resources of large regional CPA firms in the financial services arena. Scott has extensive experience in the financial services field, having worked collaboratively with CPA and Business Management firms, assisting in the estate planning process for many ultra-high net worth individuals and families.
To review a copy of Scott Brokaw's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
While majoring in genetics and biochemistry at Texas A&M University, Alexandra developed a passion for analytics. After graduation, she began her career as a senior consultant in the health care industry. She worked directly with hospital executives and physicians across the country assisting them in building their medical programs.
After a successful run as a consultant and a desire to learn the economic side of the industry, Alexandra felt her work ethic and talents were best suited in the financial world. In 2008 she switched industries to join a boutique quant and research firm. That firm had expertise in developing quantitative methodologies for intellectual property used by the global financial and institutional community. Alexandra worked in concert with her firm to create, design, and managed a hedge fund that was utilized by family offices across the country. She then brought her relationships, knowledge and analytical skills to the Lido team in 2014.
Alexandra sees the importance in philanthropy and giving back to the community. She is an active member of the Junior League of Dallas, spending over 60 hours per year volunteering at the Ronald McDonald House. This is an organization that provides a temporary home-away-from-home for families whose children are receiving treatment for a serious illness or injury in local area hospitals.
Alexandra resides in Dallas, Texas with her husband, Spencer, and their 2 children. She loves to cook, travel internationally, snowboard, and spend time with her family.
To review a copy of Alexandra Browne's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
Jeff is a Senior Vice President at Lido Advisors, LLC since 2014 and Ken Stern & Associates, Inc. (KS&A) since 2004. Jeff focuses on creating financial plans and long-term investments for individuals and small businesses. He works with many medical professionals, and is aware of the special needs of a practice owner or partner and how they differ from those of their staff.
Mr. Christie has appeared on San Diego’s channel 6 news broadcasts, NBC Los Angeles, as well as numerous radio stations including, KOGO 600 AM, KFMB 760 AM, KPRI 102.1, and Walrus 105.7, offering financial advice and tips.
Mr. Christie was born in Eau Claire, Wisconsin, and grew up mostly in Minneapolis, Minnesota. Jeff moved to San Diego in the late 90’s and completed his Bachelor of Science degree in Finance at San Diego State University. Jeff was motivated to get into financial planning to help family, friends, and members of his church as an advisor that they know and trust. He continues his practice with this in mind, and focuses on educating his clients and being sure they understand their investment, estate, tax, and overall financial plans.
Mr. Christie lives with his wife Bekah and their young daughter in San Diego, where he is very involved with his community. He serves as on the board of directors as well as the treasurer for Church of His Kingdom.
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or by calling (310) 278-8232.
Biography
Louis joined Lido Advisors, LLC in early 2016 and is a Senior Vice President. He provides an unbiased, independent wealth planning for affluent individuals and families.
Prior to joining Lido Advisors, Louis was a Senior Regional Director for Direxion Investments. He held several positions within the company for the past 17 years across both product development and marketing. During that time, Mr. Flamino developed strong relationships in the advisor community through his consultative approach which is committed to identifying portfolio risks and investment opportunities to benefit financial advisors and their clients. Prior to joining Direxion, Mr. Flamino worked at Morgan Stanleywhere he was involved in launch of the firm’s first asset allocation platform known as Fund Solution and other Separately Managed Account strategies. He earned his BA degree from Vanderbilt University and is based in Scottsdale, AZ.
Louis enjoys hiking, personal fitness, and coaching his son’s football team. He resides in Scottsdale with his wife and two children.
To review a copy of Louis Flamino's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
Jeff joined Lido Advisors, LLC in March of 2014 as our Senior Research Analyst, and his primary responsibilities include in-depth research and analytics regarding investment opportunities in equity, debt, and alternative assets. He utilizes a multitude of quantitative and qualitative methodologies in order to manage risk and reward. He is member on the Firm’s Investment Committee, which focuses on developing investment and risk management strategy for client portfolios. Jeff monitors financial markets and the underlying macro-economic factors that drive them in order to optimize tactical and strategic asset allocations. He creates, tests, and implements financial models required to meet investor and the Firm’s needs.
Prior to joining Lido, Jeff had a similar role at Union Bank of Israel’s Flagship Diamond District International Private Banking branch as their Lead Investment Consultant. He managed the largest book of clients, including 9 of the 10 largest private portfolios at the branch. Jeff was responsible for the analysis of international debt and equity securities, portfolio construction, asset allocation, and risk management.
Jeff received his bachelors from San Jose State University, holds an MBA from The Open University of Israel in Ra’anana, and is a CFA Charterholder. He was also a Captain in the IDF combat intelligence corps.
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
Scott joined Lido Advisors, LLC in March of 2013 as a Senior Vice President. Scott’s primary responsibilities with Lido include working with clients on investments and wealth planning strategies.
Scott is also a Principal with LGT Financial Advisors, LLC (LGT FA) and a Principal of Lane Gorman Trubitt, PLLC where his day-to-day responsibilities consists of investment advisory services, comprehensive financial planning and qualified plan consulting to employers. In addition to his day-to-day responsibilities, Scott serves as LGT FA’s Chief Compliance Officer and conducts due diligence on the Firm’s investment strategies.
Scott has more than 20 years of investment consulting and financial planning experience which includes working as a Financial Advisor for The Ayco Company, a fee-based financial planning firm, and Merrill Lynch. Throughout his career, Scott has worked with business owners, senior-level Fortune 500 executives, professional athletes and other high net worth individuals.
Originally from Great Barrington, MA (“The Berkshires”), Scott is an avid skier and sports enthusiast. Scott now resides in Dallas, TX and loves traveling abroad and spending time with family and friends.
To review a copy of Scott Gunn's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or 310-278-8232.
Biography
Michael joined Lido Advisors, LLC in September 2015. Prior to joining Lido, Mr. Karsa was lead financial advisor for a boutique hybrid advisory firm, where he managed 20 advisors specializing in tax planning and alternative investments in the private credit and real estate sectors for affluent families. Prior to that, Mike spent two years working as a financial advisor for ING, where he took a holistic approach to planning his client’s portfolio ranging from investment management, tax, insurance, and estate planning
Mr. Karsa graduated from the Tippie College of Business at the University of Iowa, with a Bachelor of Business Administration degree in Finance.
Mike currently resides in Chicago, where he enjoys playing golf, tennis, and spending time with family and friends.
To review a copy of Micheal Karsa's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or by calling (310) 278-8232.
Biography
As Senior Vice President of Lido Advisors, LLC, Evan incorporates his 15 years of client service experience while working in his legal and consulting capacities. Evan, a licensed attorney in California, has worked closely with individuals, partnerships, limited liability companies and corporations in multiple facets of the real estate, entertainment, and insurance industries. His diverse experience allows him to identify and focus on the unique needs and positions of the specific client. Prior to joining Lido Advisors, LLC, Evan practiced law at the Law Offices of Donald J. Raich where he focused on real estate and general business matters, in both transactional and litigation capacities. He was previously an associate of the prestigious consulting firm, Heidrick & Struggles before moving on to Lewis Brisbois Bisgaard & Smith, LLP where he focused on real estate, mold, construction defect and personal injury litigation.
Evan resides in Westwood with his wife and two children.
To review a copy of Evan Levy's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
Jason joined Lido Advisors, LLC as Chief Compliance Officer in August 2017. He is responsible for developing and administering the Compliance program at the firm.
Jason Lee has over 20 years of white collar and securities-related litigation, regulatory, and compliance experience in both government and private practice. He has worked to protect investors through his 13 years with the country's primary financial regulator, the Securities & Exchange Commission. At the SEC's Division of Enforcement, he pursued investment adviser and broker dealer misconduct, financial fraud, insider trading, and market manipulation. He also worked on joint inter-agency criminal and civil investigations, including joint investigations with the Federal Bureau of Investigation and U.S. Attorneys’ offices throughout the country. He also advised the Director of the Division of Enforcement on programmatic policies impacting the agency’s overall investigative and litigation efforts. Finally, Jason spent six years in private practice at a San Francisco-based firm where he co-chaired its securities defense practice. There he represented hedge fund managers, investment advisors, brokers, and public companies in a myriad of federal, state, and regulatory investigations and actions. He also engaged in multi-jurisdictional complex business litigation, including securities class actions and mass actions. He is admitted to practice law in California and in all the state’s federal courts.
Jason has been recognized by the SEC numerous times for his work, receiving multiple Division of Enforcement Director Awards and agency’s Award for Excellence (the SEC’s highest honor). In 2015, he was appointed by the California Supreme Court to serve on California State Bar’s Board of Trustees, the governing body of the largest attorney bar in the country, overseeing about 200,000 members. As a trustee, he is charged with protecting the public through the state’s attorney regulatory system, including discipline, admissions, and education, in addition to critical diversity and access to justice efforts. In September 2017, Jason will serve as the State Bar’s Vice President. Prior to his service on the Board of Trustees, Jason was the Chair of the Commission on Judicial Nominees Evaluation, the body statutorily responsible for vetting and rating the qualifications of all potential appointees to California’s trial and appellate courts, including the California Supreme Court.
This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
Biography
Brendan Van Cleve joined Lido Advisors, LLC in 2014 and Ken Stern & Associates, Inc. (KS&A) in 2005. Brendan provides unbiased, independent wealth planning for high net worth families in the Southern California region. Brendan has been named a 2014 Five Star: Best in Client Satisfaction Wealth Manager* for the seventh consecutive year, a distinction that is awarded to less than three percent of the Wealth Managers in the San Diego area.
Prior to joining KS&A, Brendan was a technical analyst for a leading investment firm, where he conducted extensive due diligence across multiple investment platforms and specialized in technical portfolio analysis.
Mr. Van Cleve is a guest lecturer at OASIS, a national nonprofit educational organization designed to enhance the quality of life for mature adults. He presents on subjects such as retirement planning, estate planning, and advanced investment strategies.
Mr. Van Cleve has been a past guest host of The Asset Planning Solutions Radio Show and The Alpha Hour Radio Program, heard in the Southern California and Chicago regions.
Mr. Van Cleve graduated from Butler University in Indianapolis, Indiana, with a Bachelor of Arts degree in Finance.
A native of the Midwest, Brendan currently resides in San Diego, where he enjoys spending time with family and friends, surfing, outdoor sports, and sailing. He is also a member and past president of the La Jolla Golden Triangle Lions Club.
To review a copy of Brendan Van Cleve’s ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
* This distinction is awarded to wealth managers who have scored highest in client based research conducted by a national independent research company. It is awarded to less than 3% of wealth managers in the San Diego area. 5-Star managers do not pay a fee to be included. The overall score reflects an average of all respondents and may not be representative of any one client’s evaluation. This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or by calling (310) 278-8232.
Biography
William joined Lido Advisors, LLC in September 2013 to manage the Texas office of the firm, located in Dallas. He brought with him over 38 years of client experience in the financial field including financial advisory services, general business consulting, strategic planning, and successor planning. William advises entrepreneurs and high net worth individuals regarding wealth building and protection strategies.
William began his career with Arthur Young & Co. (now Ernst & Young). Besides managing Lido Texas, he is also a partner with Lane Gorman Trubitt, PLLC and a Principal of Lane Gorman Trubitt, PLLC, a Dallas based firm and one of the largest independent CPA firms in the southwest. His background in public accounting and as a registered financial advisor gives William a unique perspective in providing advice and strategies for today’s investors.
William and his wife reside in Richardson, Texas. He is a board member of the Baylor University Accounting & Business Law advisory Council. He is also board chairman of Heartlight Ministries Foundation, supporting a nonprofit residential counseling facility for teenagers.
To review a copy of William Walsh's ADV Part 2B, please visit: http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
*This is for informational purposes only and should not be considered investment advice. Lido Advisors, LLC. is a Registered Investment Adviser with the U.S. Securities and Exchange Commission; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Additional information about Lido Advisors, LLC and its investment adviser representatives also is available on the SEC’s website at www.adviserinfo.sec.gov or dial 310-278-8232.
